Profile last updated on 15 October 2014
Monica Available Now

Monica's Profile page

Market research, Compliance and risk Professional
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Quick facts

  • Located in Sydney (Sydney, NSW)
  • 4 years experience
  • Masters in Master of Business Administration (M.B.A.)
  • Permanent Resident

How I'd describe myself

I have around 4 years of experience in the field of Market Research with Bank of America (corporate banking segment) and in Compliance & Risk Analysis with Deloitte Touché Tohmatsu Limited.

Analyzing the risk involving new business proposals, the job role is built around SOX compliance (Auditor's Independence) encompassing Conflicts of Interest, Independence Conflicts, Client Acceptance, Ethics & Compliance Management, Personnel Independence, Policy Compliance, Risk Analysis.

What I can do

  • Market Research
  • Competitive Analysis
  • Risk Analysis
  • Secondary Research
  • Report Writing
  • Pitch Books (Powerpoint presentaion)
  • Compliance
  • Exposure to research databases
  • SEC and AICPA guidelines on Independence Conflicts
  • league table

Education & Work Experience

  • Analyst

    02/2012 - 05/2013 (1 year, 3 months)
  • Sr. Research Analyst

    01/2010 - 02/2012 (2 years, 1 month)
  • Masters in Master of Business Administration (M.B.A.)

    Graduated in 2009

What I'm looking for

I have strong understanding of Independence requirements of an audit firm, implications of non-compliance and risk mitigation paths. Subject Matter Expert (SME) in Risk Management operations to monitor compliance with the firm policies on Client Acceptance and regulatory guidelines on conflicts of interest. Good understanding of SEC and AICPA guidelines on Independence Conflicts of Interest. Have a good understanding on the risk related issues in M&A, Litigation, Bankruptcy and Business relation work.

I am looking for audit firms like big 4 which consider Independence, compliance and risk as their fundamental issue and are looking for people with skills and work experience like I have.

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